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Fee Agreement
You (“you” or “Client”) and Trove Investment Advisors LLC., a Securities and Exchange Commission (“SEC”) registered investment adviser (the “Advisor”), agree to enter into this investment advisory agreement (the “Advisory Agreement”), which becomes effective when you electronically sign the Advisory Agreement. For purposes of this Agreement, “you” or “Client” refers to the person who has signed this Agreement under the person’s own name electronically. Advisor reserves the right to decline any application to open, or to terminate, an account at any time and for any reason, in its sole discretion. By entering into this Advisory Agreement, Client acknowledges receipt of the Advisor’s Privacy Policy (the “Privacy Policy”), Part 2A and Part 3 (Customer Relationship Summary) of Advisor’s Form ADV (the “Brochure”), and the Terms and Conditions Agreement (the “Terms and Conditions”, and collectively with the Privacy Policy, the Brochure, and the Advisory Agreement, the “Advisor Agreements”). The Advisor Agreements are available on the Platform(as defined below). Advisor reserves the right to modify or terminate the Advisor Agreements, including this Advisory Agreement, at any time. Up-to-date information about the servicescontemplated by this Advisory Agreement will be provided via the Platform. Client agrees to electronic delivery of the Advisor Agreements via the Platform. Client agrees to consult the Advisory Agreement information on the Platform regularly. YOU ACKNOWLEDGE AND AGREE THAT ALL THE ADVISORS AGREEMENTS, INCLUDING THIS ADVISORY AGREEMENT, ARE GOVERNED BY THE BINDING ARBITRATION CLAUSE SET FORTH IN THIS AGREEMENT. Because of the global nature of the Internet, you agree to comply with all local rules with respect to your account and your online conduct, including all laws, rules, codes, and regulations of the country in which you reside and the country from which you access the Sites, including without limitation, all laws, rules, codes, regulations, decrees, acts, orders, directives, legislation, bills, and statutes pertaining to tax, contracts, intellectual property, securities, e-commerce, banking, technology, computers, fraud, and privacy. In addition, you agree to comply with all applicable laws, rules, codes, and regulations regarding the transmission of technical data exported from the United States or cross-border transmission of data including under applicable data privacy laws.
Privacy Notice
You (“you” or “Client”) and Trove Investment Advisors LLC., a Securities and Exchange Commission (“SEC”) registered investment adviser (the “Advisor”), agree to enter into this investment advisory agreement (the “Advisory Agreement”), which becomes effective when you electronically sign the Advisory Agreement. For purposes of this Agreement, “you” or “Client” refers to the person who has signed this Agreement under the person’s own name electronically. Advisor reserves the right to decline any application to open, or to terminate, an account at any time and for any reason, in its sole discretion. By entering into this Advisory Agreement, Client acknowledges receipt of the Advisor’s Privacy Policy (the “Privacy Policy”), Part 2A and Part 3 (Customer Relationship Summary) of Advisor’s Form ADV (the “Brochure”), and the Terms and Conditions Agreement (the “Terms and Conditions”, and collectively with the Privacy Policy, the Brochure, and the Advisory Agreement, the “Advisor Agreements”). The Advisor Agreements are available on the Platform(as defined below). Advisor reserves the right to modify or terminate the Advisor Agreements, including this Advisory Agreement, at any time. Up-to-date information about the servicescontemplated by this Advisory Agreement will be provided via the Platform. Client agrees to electronic delivery of the Advisor Agreements via the Platform. Client agrees to consult the Advisory Agreement information on the Platform regularly. YOU ACKNOWLEDGE AND AGREE THAT ALL THE ADVISORS AGREEMENTS, INCLUDING THIS ADVISORY AGREEMENT, ARE GOVERNED BY THE BINDING ARBITRATION CLAUSE SET FORTH IN THIS AGREEMENT. Because of the global nature of the Internet, you agree to comply with all local rules with respect to your account and your online conduct, including all laws, rules, codes, and regulations of the country in which you reside and the country from which you access the Sites, including without limitation, all laws, rules, codes, regulations, decrees, acts, orders, directives, legislation, bills, and statutes pertaining to tax, contracts, intellectual property, securities, e-commerce, banking, technology, computers, fraud, and privacy. In addition, you agree to comply with all applicable laws, rules, codes, and regulations regarding the transmission of technical data exported from the United States or cross-border transmission of data including under applicable data privacy laws.
U.S. Brokerage Customer Agreement
You (“you” or “Client”) and Trove Investment Advisors LLC., a Securities and Exchange Commission (“SEC”) registered investment adviser (the “Advisor”), agree to enter into this investment advisory agreement (the “Advisory Agreement”), which becomes effective when you electronically sign the Advisory Agreement. For purposes of this Agreement, “you” or “Client” refers to the person who has signed this Agreement under the person’s own name electronically. Advisor reserves the right to decline any application to open, or to terminate, an account at any time and for any reason, in its sole discretion. By entering into this Advisory Agreement, Client acknowledges receipt of the Advisor’s Privacy Policy (the “Privacy Policy”), Part 2A and Part 3 (Customer Relationship Summary) of Advisor’s Form ADV (the “Brochure”), and the Terms and Conditions Agreement (the “Terms and Conditions”, and collectively with the Privacy Policy, the Brochure, and the Advisory Agreement, the “Advisor Agreements”). The Advisor Agreements are available on the Platform(as defined below). Advisor reserves the right to modify or terminate the Advisor Agreements, including this Advisory Agreement, at any time. Up-to-date information about the servicescontemplated by this Advisory Agreement will be provided via the Platform. Client agrees to electronic delivery of the Advisor Agreements via the Platform. Client agrees to consult the Advisory Agreement information on the Platform regularly. YOU ACKNOWLEDGE AND AGREE THAT ALL THE ADVISORS AGREEMENTS, INCLUDING THIS ADVISORY AGREEMENT, ARE GOVERNED BY THE BINDING ARBITRATION CLAUSE SET FORTH IN THIS AGREEMENT. Because of the global nature of the Internet, you agree to comply with all local rules with respect to your account and your online conduct, including all laws, rules, codes, and regulations of the country in which you reside and the country from which you access the Sites, including without limitation, all laws, rules, codes, regulations, decrees, acts, orders, directives, legislation, bills, and statutes pertaining to tax, contracts, intellectual property, securities, e-commerce, banking, technology, computers, fraud, and privacy. In addition, you agree to comply with all applicable laws, rules, codes, and regulations regarding the transmission of technical data exported from the United States or cross-border transmission of data including under applicable data privacy laws.